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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-07-17 |
Branch Locations
500 Village Center Dr Ste 300, North Oaks, MN 55127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Apple Valley | MN | 12/2022 | 06/2026 |
| Saint Paul Public Schools | St. Paul | MN | 08/2021 | 12/2022 |
| Eastern Carver County School District | Victoria | MN | 05/2021 | 08/2022 |
| Winona Area Public Schools | Winona | MN | 08/2019 | 12/2020 |
| Private Family | Waconia | MN | 05/2016 | 08/2020 |
| Clearwater Clothing | Waconia | MN | 01/2014 | 12/2020 |
| Mayer Lutheran High School | Mayer | MN | 08/2014 | 06/2017 |
| Winona State University | Winona | MN | 08/2019 | 06/2021 |
| Lpl Financial Llc | North Oaks | MN | 07/2026 | Present |
1. 7/2026 - Legacy Capital LLC - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 7/16/2026 2. 7/2026 - Legacy Capital Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 7/16/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-07 |
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