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Luis Enrique Mancipe

Key Investment Services LLC

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-11-17
  • OR RA
    APPROVED
    Since 2023-11-17

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Canby OR 08/2016 11/2016
Wells Fargo Bank, Na Canby OR 09/2014 01/2018
Wells Fargo Clearing Services, Llc Canby OR 11/2016 01/2018
Keybank Wilsonville OR 01/2018 09/2020
Key Investment Services Wilsonville OR 01/2018 09/2020
Keybank Wilsonville OR 09/2020 09/2021
Key Investment Services Wilsonville OR 09/2020 09/2021
Keybank Portland OR 09/2020 Present
Key Investment Services Llc Brooklyn OH 05/2023 Present
  • 08/2016 → 11/2016
    Wells Fargo Advisors Llc
    Canby, OR
  • 09/2014 → 01/2018
    Wells Fargo Bank, Na
    Canby, OR
  • 11/2016 → 01/2018
    Wells Fargo Clearing Services, Llc
    Canby, OR
  • 01/2018 → 09/2020
    Keybank
    Wilsonville, OR
  • 01/2018 → 09/2020
    Key Investment Services
    Wilsonville, OR
  • 09/2020 → 09/2021
    Keybank
    Wilsonville, OR
  • 09/2020 → 09/2021
    Key Investment Services
    Wilsonville, OR
  • 09/2020 → Present
    Keybank
    Portland, OR
  • 05/2023 → Present
    Key Investment Services Llc
    Brooklyn, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-15
S63 Uniform Securities Agent State Law Examination 2016-10-18
  • S66 Uniform Combined State Law Examination
    2023-11-15
  • S63 Uniform Securities Agent State Law Examination
    2016-10-18
Other Names
  • Luis Mancipe

View on SEC IAPD

Other Firms

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LINCOLN INVESTMENT
INDEPENDENCE CAPITAL CO., INC.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
THE HUNTINGTON INVESTMENT COMPANY
J.P. MORGAN SECURITIES LLC

Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

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