Caprice Quijano

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 02/2024
  Citigroup Global Markets Inc.
  New York, NY
• 10/2020 → 05/2022
  Groovy Trucks Ltd
  Toronto
• 08/2021 → 11/2021
  Rider University
  Lawrenceville, NJ
• 05/2019 → 07/2019
  Maya Corp.
  Toronto
• 09/2018 → 05/2022
  Rider University
  Lawrenceville, NJ
• 09/2014 → 06/2018
  Blyth Academy
  Toronto
• 03/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Paso, TX
• 02/2024 → 04/2025
  Citigroup Global Markets Inc.
  Boca Raton, FL
• 04/2025 → 03/2026
  Unemployed
  Boca Raton, FL
• 03/2026 → Present
  Bank Of America, N.A.
  El Paso, TX

Previous Registrations

• 2023-10-31 → 2025-04-04
  Citigroup Global Markets Inc.
  New York, NY
  Boca Raton, FL
  Miami, FL
  New York, NY
  Boca Raton, FL
  New York, NY
  New York, NY
  Boca Raton, FL

Exams

• S66 Uniform Combined State Law Examination
  2023-10-31

Other Names

• Caprice Rose Clarke
• Caprice Clarke
• Caprice Rose Quijano