Tyler Joseph Baeza

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-30
CA	RA	APPROVED	2023-03-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Burbank	CA	09/2020	Present
Taberna	La Verne	CA	08/2020	06/2021
Pizza Hut	Chino	CA	02/2017	12/2018
Regal Cinema	Ontario	CA	05/2015	02/2017
Socallcs	Torrance	CA	06/2020	07/2020
Rps / Ixtapa Cantina	Pasadena	CA	11/2018	10/2019
Dick's Sporting Goods	Chino	CA	07/2020	09/2020
Jojos Pizza Kitchen	Chino Hills	CA	01/2020	09/2020
Lukes Security Group	Los Angeles	CA	10/2019	03/2020
Amazon.cOm	Fontana	CA	03/2020	06/2020
Bank Of America, N.A.	Burbank	CA	12/2022	Present

09/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burbank, CA
08/2020 → 06/2021

Taberna

La Verne, CA
02/2017 → 12/2018

Pizza Hut

Chino, CA
05/2015 → 02/2017

Regal Cinema

Ontario, CA
06/2020 → 07/2020

Socallcs

Torrance, CA
11/2018 → 10/2019

Rps / Ixtapa Cantina

Pasadena, CA
07/2020 → 09/2020

Dick's Sporting Goods

Chino, CA
01/2020 → 09/2020

Jojos Pizza Kitchen

Chino Hills, CA
10/2019 → 03/2020

Lukes Security Group

Los Angeles, CA
03/2020 → 06/2020

Amazon.cOm

Fontana, CA
12/2022 → Present

Bank Of America, N.A.

Burbank, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-27

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