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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
Citi Private Bank 300 Crescent Court, Suite 950, Dallas, TX 75201 • United States
Citi Private Bank 1225 17Th Street, 21St Floor, Suite 2100, Denver, CO 80202 • United States
Arlington, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 07/2004 | Present |
?For profit or not for profit: For profit ?Name of outside business organization: Exell Cattle Company ?Investment related: No. Ranch/Cattle Operation ?Address of business (City and State Only): Amarillo, TX ?Nature of business: Ranch/Cattle Operation ?Position, title, association: Director ?Start date of relationship: 11/6/2019 ?Number of hours devoted: 10 ?Number of hours devoted during trading hours: 10 ?Duties: Bank of America holds many of the shares of Exell Cattle Co. in trusts managed by the Bank. Because of this, the Bank needs a representative on the Board. The Board is the governing body to manage the affairs of the ranch and cattle operation. ?For profit or not for profit: For profit ?Name of outside business organization: LX Cattle Company ?Investment related: No. Ranch/Cattle Operation ?Address of business (City and State Only): Amarillo, TX ?Nature of business: Ranch/Cattle Operation ?Position, title, association: Director ?Start date of relationship: 11/6/2019 ?Number of hours devoted: 10 hours per year ?Number of hours devoted during trading hours: 10 hours per year ?Duties: Bank of America holds many of the shares of LX Cattle Co. in trusts managed by the Bank. Because of this, the Bank needs a representative on the Board. The Board is the governing body to manage the affairs of the ranch and cattle operation. ?For profit or not for profit: Not for profit ?Name of outside business organization: Financial Planning Alumni Board, University of Georgia ?Investment related: No. Ranch/Cattle Operation ?Address of business (City and State Only): Athens, GA ?Nature of business: Support of the Financial Planning Department at the University of Georgia ?Position, title, association: Director ?Start date of relationship: 3/15/2021 ?Number of hours devoted: 2 hours per month ?Number of hours devoted during trading hours: 2 hours per month ?Duties: As an alumnus, promote the Department of Financial Planning at the University of Georgia ?For profit or not for profit: Not for profit ?Name of outside business organization: Sunset Hills Homeowners Association ?Investment related: No. ?Address of business (City and State Only): Arlington, TX ?Nature of business: Manage the Sunset Hills neighborhood in Arlington, TX (my residence) ?Position, title, association: Director/President ?Start date of relationship: 8/16/2012 ?Number of hours devoted: 4 hours per month ?Number of hours devoted during trading hours: None ?Duties: Work with other board members to oversee neighborhood Covenants and operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-20 |
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