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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
MT RA APPROVED 2024-08-28
TX RA APPROVED_RES 2022-08-08
  • CA RA
    APPROVED
    Since 2025-01-01
  • MT RA
    APPROVED
    Since 2024-08-28
  • TX RA
    APPROVED_RES
    Since 2022-08-08

Branch Locations

Scappoose, OR • United States

707 Sw Washington Ste 600, Portland, OR 97205 • United States

Scappoose, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Vancouver WA 12/2017 09/2019
Black Diamond Recording Studios Portland OR 01/2014 11/2017
Acm Productions, Llc Portland OR 02/2015 11/2017
Raymond James Financial Services, Inc Gresham OR 12/2019 06/2022
Raymond James Financial Services Advisors, Inc Gresham OR 12/2019 06/2022
Onpoint Community Credit Union Gresham OR 12/2019 06/2022
Onpoint Wealth Management & Investment Services Gresham OR 12/2019 06/2022
Dba: Onpoint Investment Services Gresham OR 01/2022 06/2022
Ameriprise Financial Services, Llc Portland OR 06/2022 Present
  • 12/2017 → 09/2019
    Ameriprise Financial Services Inc
    Vancouver, WA
  • 01/2014 → 11/2017
    Black Diamond Recording Studios
    Portland, OR
  • 02/2015 → 11/2017
    Acm Productions, Llc
    Portland, OR
  • 12/2019 → 06/2022
    Raymond James Financial Services, Inc
    Gresham, OR
  • 12/2019 → 06/2022
    Gresham, OR
  • 12/2019 → 06/2022
    Onpoint Community Credit Union
    Gresham, OR
  • 12/2019 → 06/2022
    Onpoint Wealth Management & Investment Services
    Gresham, OR
  • 01/2022 → 06/2022
    Dba: Onpoint Investment Services
    Gresham, OR
  • 06/2022 → Present
    Portland, OR
Previous Registrations
Other Businesses

Business Ownership; Viva La Gran Vida LLC; Owner; Music recording, performance, and publishing company. In order to retain rights and any future royalties from the songs I write and publish I have created this LLC.; 52152 SE 5th St, , Scappoose, OR, 97056; Not Investment-Related; 05/01/2024; 20 to 39 hours per month; 0 during trading hours. Board of Directors; MusicOregon; Treasurer, Secretary; 7343 N PRINCETON ST, , Portland, OR, 97203; Not Investment-Related; 09/08/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Portland Radio Project- Stumptown Souncheck; I will host a monthly podcast, produced by Portland Radio Project, PRP, discussing local music, culture, and policies related to the music industry.; 3121 S Moody Ave, #110, Portland, OR, 97239; Not Investment-Related; 10/20/2025; 1 to 9 hours per month; 0 during trading hours / Musician; I perform live music and will receive compensation at times.; 52152 SE 5th St, , Scappoose , OR, 97056; Not Investment-Related; 02/11/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-04
  • S66 Uniform Combined State Law Examination
    2018-05-04
Other Names
  • Tony Messano

View on SEC IAPD

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