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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| MT | RA | APPROVED | 2024-08-28 |
| TX | RA | APPROVED_RES | 2022-08-08 |
Branch Locations
707 Sw Washington Ste 600, Portland, OR 97205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Vancouver | WA | 12/2017 | 09/2019 |
| Black Diamond Recording Studios | Portland | OR | 01/2014 | 11/2017 |
| Acm Productions, Llc | Portland | OR | 02/2015 | 11/2017 |
| Raymond James Financial Services, Inc | Gresham | OR | 12/2019 | 06/2022 |
| Raymond James Financial Services Advisors, Inc | Gresham | OR | 12/2019 | 06/2022 |
| Onpoint Community Credit Union | Gresham | OR | 12/2019 | 06/2022 |
| Onpoint Wealth Management & Investment Services | Gresham | OR | 12/2019 | 06/2022 |
| Dba: Onpoint Investment Services | Gresham | OR | 01/2022 | 06/2022 |
| Ameriprise Financial Services, Llc | Portland | OR | 06/2022 | Present |
Business Ownership; Viva La Gran Vida LLC; Owner; Music recording, performance, and publishing company. In order to retain rights and any future royalties from the songs I write and publish I have created this LLC.; 52152 SE 5th St, , Scappoose, OR, 97056; Not Investment-Related; 05/01/2024; 20 to 39 hours per month; 0 during trading hours. Board of Directors; MusicOregon; Treasurer, Secretary; 7343 N PRINCETON ST, , Portland, OR, 97203; Not Investment-Related; 09/08/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Portland Radio Project- Stumptown Souncheck; I will host a monthly podcast, produced by Portland Radio Project, PRP, discussing local music, culture, and policies related to the music industry.; 3121 S Moody Ave, #110, Portland, OR, 97239; Not Investment-Related; 10/20/2025; 1 to 9 hours per month; 0 during trading hours / Musician; I perform live music and will receive compensation at times.; 52152 SE 5th St, , Scappoose , OR, 97056; Not Investment-Related; 02/11/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-04 |
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