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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-26 |
| NY | RA | APPROVED | 2025-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2021 | 03/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jersey City | NJ | 10/2017 | 11/2021 |
| Pnc Bank | Monroe | NJ | 10/2016 | 10/2017 |
| Ecco Shoes | Jackson | NJ | 03/2016 | 10/2016 |
| Perfumania | Jackson | NJ | 05/2016 | 08/2016 |
| Rutgers University | New Brunswick | NJ | 09/2015 | 05/2017 |
| Rbc Capital Markets, Llc | New York | NY | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-11 |
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