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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-21 |
Branch Locations
600 Travis St Floor 09, Houston, TX 77002 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodlands | TX | 10/2017 | 07/2018 |
| Sam Houston State University | Huntsville | TX | 08/2013 | 08/2017 |
| Valic Financial Advisors (Corebridge) | Houston | TX | 02/2019 | 05/2024 |
| Robinson Brandt International | Houston | TX | 08/2018 | 12/2018 |
| Unemployed | Houston | TX | 01/2019 | 01/2019 |
| Agia (Corebridge) | Houston | TX | 12/2022 | 05/2024 |
| Jpmorgan Chase Bank Na | Houston | TX | 05/2024 | Present |
| Jpmorgan Securities Llc | Houston | TX | 05/2024 | Present |
| Unemployed | Woodlands | TX | 09/2017 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-17 |
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