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9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-12-20 |
Branch Locations
2501 Crossings Blvd Ste 255, Bowling Green, KY 42104 • United States
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Veritas Financial Solutions Llc | Bowling Green | KY | 07/2014 | Present |
| Guardian Life Insurance Company | Owensboro | KY | 08/2016 | 12/2020 |
| Park Avenue Securities | Owensboro | KY | 01/2018 | 12/2020 |
| Lpl Financial Llc | Louisville | KY | 08/2021 | Present |
| Kpp Advisory Services Llc | Bowling Green | KY | 08/2021 | Present |
1) 08/12/2021 - KENTUCKY PLANNING PARTNERS, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 08/12/2021 - Veritas Financial Solutions, LLC - personal limited liability company, contracted with multiple insurance companies providing insurance based products to prospective clients - Inv Rel - Bowling Green, Ky - start:07/2014 - 20 Hr/Mth 3) 12/28/2021 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 08/2021 - 80 Hours Per Month/70 Hours During Securities Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 01/04/2024 - Veritas Financial Solutions, LLC - Insurance Agency - Investment Related - Home Based and Reported Business Location(s) - Start Date 12/06/2021 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-02 |
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