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35 Journal Square Suite 700, Jersey City, NJ 07036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-01 |
| FL | RA | APPROVED | 2024-10-31 |
Branch Locations
35 Journal Square Suite 700, Jersey City, NJ 07036 • United States
Wesley Chapel, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Melville | NY | 11/2017 | 12/2019 |
| New York Life Insurance Company | Melville | NY | 08/2017 | 12/2019 |
| Self Employed | Oceanside | NY | 01/1995 | 11/2017 |
| Barnum Financial Group | New York | NY | 12/2019 | 05/2021 |
| Mml Investors Services | New York | NY | 02/2020 | 09/2020 |
| Brightchoice Financial, Llc (D/B/A Tsg Capital Advisors) | Ronkonkoma | NY | 09/2024 | Present |
| The Spaventa Group | Ronkonkoma | NY | 05/2021 | 09/2024 |
| Tsg Alpha Partners, Llc | Ronkonkoma | NY | 10/2024 | Present |
1)NAME:MUSIC ROYALTIES INV REL:N ADDR:@RESIDENTIAL ADDRESS ON RECORD, NATURE:COMPOSITION OF MUSIC FOR TV & FILM, POSITION:INDEPENDENT CONTRACTOR START:05/1995 NO HR/MO:0 NO HR/MO DUR TRADING:0 The Spaventa Group, Investment Related, 3275 Veterans Memorial Hwy., Ronkonkoma, NY 11779, Nature of business: Venture Capital, Position-Title: Member/Advisor, Start: May 2021, Hours: 30 to 40 hours per month, Duties: Advisor/Consultant
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 2023-09-12 |
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