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Alicia Ershler

J.P. Morgan Securities LLC

Tempe, AZ

Chandler, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-11-16
  • AZ RA
    APPROVED
    Since 2023-11-16

Branch Locations

150 W University Dr Floor 02, Tempe, AZ 85281 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Scottsdale AZ 07/2017 09/2022
Jpmorgan Securities Llc Scottsdale AZ 08/2017 09/2022
Jpmorgan Chase Phoenix AZ 08/2013 07/2017
Morgan Stanley Smith Barney Llc Scottsdale AZ 09/2022 10/2023
Jpmorgan Chase Bank, Na Tempe AZ 10/2023 Present
Jpmorgan Securities Llc Tempe AZ 10/2023 Present
  • 07/2017 → 09/2022
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 08/2017 → 09/2022
    Jpmorgan Securities Llc
    Scottsdale, AZ
  • 08/2013 → 07/2017
    Jpmorgan Chase
    Phoenix, AZ
  • 09/2022 → 10/2023
    Morgan Stanley Smith Barney Llc
    Scottsdale, AZ
  • 10/2023 → Present
    Jpmorgan Chase Bank, Na
    Tempe, AZ
  • 10/2023 → Present
    Jpmorgan Securities Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-29
S63 Uniform Securities Agent State Law Examination 2017-09-11
  • S66 Uniform Combined State Law Examination
    2022-10-29
  • S63 Uniform Securities Agent State Law Examination
    2017-09-11
Other Names
  • Alicia Beth Ershler

View on SEC IAPD

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