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Adam Cervantes

Ria Advisors

Houston, TX

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Current Employers
Ria Advisors

11750 Katy Freeway Suite 840, Houston, TX 77079 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-15

Branch Locations

11750 Katy Freeway Suite 840, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Financial Advisory Group Houston TX 04/2019 07/2023
Texas Tech University Lubbock TX 08/2016 09/2016
Specs Wine & Spirits Lubbock TX 09/2016 05/2017
Texas Tech University Lubbock TX 05/2017 08/2017
Specs Wine & Spirits Lubbock TX 08/2017 11/2018
Unemployed Houston TX 11/2018 12/2018
Practice Advisory Group Houston TX 12/2018 04/2019
Avior Wealth Management, Llc Omaha NE 07/2023 06/2026
Ria Advisors Houston TX 06/2026 Present
  • 04/2019 → 07/2023
    The Financial Advisory Group
    Houston, TX
  • 08/2016 → 09/2016
    Texas Tech University
    Lubbock, TX
  • 09/2016 → 05/2017
    Specs Wine & Spirits
    Lubbock, TX
  • 05/2017 → 08/2017
    Texas Tech University
    Lubbock, TX
  • 08/2017 → 11/2018
    Specs Wine & Spirits
    Lubbock, TX
  • 11/2018 → 12/2018
    Unemployed
    Houston, TX
  • 12/2018 → 04/2019
    Practice Advisory Group
    Houston, TX
  • 07/2023 → 06/2026
    Omaha, NE
  • 06/2026 → Present
    Houston, TX
Previous Registrations
  • 2023-08-07 → 2026-06-26
    Omaha, NE
    The Woodlands, TX
  • 2022-03-17 → 2022-12-06
    The Financial Advisory Group, Llc
    Houston, TX
Other Businesses

The name of the other business: Next Coat Is the business investment-related: No The address of the other business: My home address 2107 Rosemead Dr., Pasadena TX 77506 The nature of the other business: I occasionally help friends and family with vehicle repairs and maintenance in my personal time, usually on weekends and sometimes not at all for several weeks. It is done at my home and is completely unrelated to my role as a financial advisor or any firm clients. I do receive some small compensation at times for my work and documenting the process along the way. I typically receive $2,500 per year from this. Position: Owner Title, or relationship with the other business: Owner The start date of your relationship: I am the owner and I started the LLC on 1/28/2025. I do not have employees. Its just me. The approximate number of hours/month you devote to the other business: I spend approximately 3-4 hours per week on this activity. It is conducted on weekends and is not a fixed schedule. some weekends I do not engage in it at all. The number of hours you devote to the other business during securities trading hours: None And briefly describe your duties relating to the other business: Perform mechanical and auto body work on friends' and family vehicles as a weekend hobby. Occasionally create videos documenting the process.

Designations

View on SEC IAPD

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