Jeremy Christopher Spencer

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2025-05-30
OH	RA	APPROVED	2025-05-15
TX	RA	APPROVED	2025-05-14

ME RA
APPROVED

Since 2025-05-30
OH RA
APPROVED

Since 2025-05-15
TX RA
APPROVED

Since 2025-05-14

Branch Locations

3901 Arlington Highlands Blvd, Arlington, TX 76018 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Springfield, OH • United States

149 Maine Street, Brunswick, ME 04011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ohio Army National Guard	Columbus	OH	06/2001	Present
Transamerica Financial Advisors	Centerville	OH	02/2017	05/2025
Foundations Investment Advisors	Phoenix	AZ	05/2025	Present

06/2001 → Present

Ohio Army National Guard

Columbus, OH
02/2017 → 05/2025

Transamerica Financial Advisors

Centerville, OH
05/2025 → Present

Foundations Investment Advisors

Phoenix, AZ

Previous Registrations

2017-06-27 → 2025-05-07

Transamerica Financial Advisors, Llc

Dayton, OH

Trumbull, CT

Dayton, OH

New York, NY

Other Businesses

(1) TIGER HOUSE LLC; RENTAL PROPERTY; STARTED: 01/2022 ; INVESTMENT RELATED: NO ; 926 NORTH FOUNTAIN AVE, SPRINGFIELD, OH 45504 ; PROPERTY OWNER / ROOM RENTAL ;HRS. WORK MONTHLY: 16 ; SEC TRADING HRS: 3 ; MAINTAIN RESERVATION AND CLEANING SCHEDULE (2) ARMY NATIONAL GUARD/INVESTMENT RELATED - NO;765 NATIONAL GUARD RD BUILDING 1. COLCHESTER, VT 05408 /MILITARY ACTIVITIES. PLANNING AND EXECUTING MISSIONS. LEADING SOLDIERS AND MAINTAINING PROFICIENCY AS A SOLDIER.;STAFF OFFFICER/06.2001/24/8/LEAD TROOPS AND PLAN MISSIONS. ALLOCATE RESOURCES FOR MISSIONS (3) TINKER BOT LLC; RENTAL PROPERTY; STARTED: 01/2022 ; INVESTMENT RELATED: NO ; 926 NORTH FOUNTAIN AVE, SPRINGFIELD, OH 45504 ; PROPERTY OWNER / ROOM RENTAL ;HRS. WORK MONTHLY: 16 ; SEC TRADING HRS: 3 ; MAINTAIN RESERVATION AND CLEANING SCHEDULE (4) ABOVE THE SNOW LINE LLC; NOT INVESTMENT RELATED; 926 N FOUNTAIN AVE, SPRINGFIELD, OH 45504; OWNER; ARTIST/ DESIGNER; STARTED: 1/2025; DEDICATES 1 HOUR A MONTH NOT DURING SECURITIES TRADING HOURS (5) LIFE & HEALTH LICENSE; INVESTMENT RELATED; 926 N FOUNTAIN AVE, SPRINGFIELD, OH 45504; PROVIDES LIFE INSURANCE POLICIES AND SERVICES TO CLIENTS AS PART OF THEIR FINANCIAL PLAN; INSURANCE AGENT; START DATE: 7/2017; DEDICATES 15 HOURS A MONTH WITH 3 HOURS DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-05-06
S63	Uniform Securities Agent State Law Examination	2017-08-25

S65 Uniform Investment Adviser Law Examination

2022-05-06
S63 Uniform Securities Agent State Law Examination

2017-08-25

View on SEC IAPD