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James William Gallagher

Sym Financial Advisors

Winona Lake, IN

Fort Wayne, IN

CRD 6810185

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Employer firm

Sym Financial Advisors CRD 107517

$5.81B regulatory AUM 32 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sym Financial Advisors

801 Park Ave, Winona Lake, IN 46590 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-02-03
  • IN RA
    APPROVED
    Since 2026-02-03

Branch Locations

801 Park Ave, Winona Lake, IN 46590 • United States

7030 Pointe Inverness Way #100, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sym Financial Advisors Fort Wayne IN 06/2018 Present
University Of Pennsylvania Philadelphia PA 08/2014 05/2018
  • 06/2018 → Present
    Sym Financial Advisors
    Fort Wayne, IN
  • 08/2014 → 05/2018
    University Of Pennsylvania
    Philadelphia, PA
Designations
  • Chartered Financial Analyst
Other Names
  • James Gallagher

View on SEC IAPD

Nearby Firms

EDWARD JONES
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Nearby Investors

Dennis Paul Dornbier
Janae D O'Rourke
JERALD WILLIAM YEAGER

Nearby Offices

EDWARD JONES · Winona Lake, IN
LPL FINANCIAL LLC · WINONA LAKE, IN
EDWARD JONES · WARSAW, IN

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