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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-22 |
Branch Locations
5433 Westheimer Rd Suite 800, Houston, TX 77056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edaward Jones | St. Louis | MO | 05/2017 | Present |
| Unemployed | Shreveport | LA | 05/2016 | 05/2017 |
| Louisiana State University Health Sciences Center | Shreveport | LA | 07/2012 | 05/2016 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2025 | Present |
| Cetera Investment Advisers Llc | Houston | TX | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-15 |
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