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Brandon Michael Bauerle

Cetera Investment Advisers LLC

Houston, TX

CRD 6792697

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-22
  • TX RA
    APPROVED
    Since 2025-12-22

Branch Locations

5433 Westheimer Rd Suite 800, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edaward Jones St. Louis MO 05/2017 Present
Unemployed Shreveport LA 05/2016 05/2017
Louisiana State University Health Sciences Center Shreveport LA 07/2012 05/2016
Cetera Investment Services Llc St Cloud MN 11/2025 Present
Cetera Investment Advisers Llc Houston TX 11/2025 Present
  • 05/2017 → Present
    Edaward Jones
    St. Louis, MO
  • 05/2016 → 05/2017
    Unemployed
    Shreveport, LA
  • 07/2012 → 05/2016
    Louisiana State University Health Sciences Center
    Shreveport, LA
  • 11/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2025 → Present
    Houston, TX
Previous Registrations
  • 2017-07-20 → 2025-07-09
    St Louis, MO
    Baytown, TX
    St Louis, MO
    Baytown, TX
    Mont Belvieu, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-15
  • S66 Uniform Combined State Law Examination
    2017-07-15

View on SEC IAPD

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