Sophat Heng

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-31

Branch Locations

608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
First Command Financial Planning, Inc.	Colorado Springs	CO	04/2017	11/2017
United States Army	Colorado Springs	CO	11/2013	10/2017
Amway	Colorado Springs	CO	05/2017	01/2018
First Command Financial Planning, Inc.	Colorado Springs	CO	11/2017	02/2019
T Rowe Price	Colorado Springs	CO	04/2019	06/2021
Morgan Stanley	Sacramento	CA	07/2021	06/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Hills Estates	CA	07/2026	Present

04/2017 → 11/2017

First Command Financial Planning, Inc.

Colorado Springs, CO
11/2013 → 10/2017

United States Army

Colorado Springs, CO
05/2017 → 01/2018

Amway

Colorado Springs, CO
11/2017 → 02/2019

First Command Financial Planning, Inc.

Colorado Springs, CO
04/2019 → 06/2021

T Rowe Price

Colorado Springs, CO
07/2021 → 06/2026

Morgan Stanley

Sacramento, CA
07/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Hills Estates, CA

2021-07-30 → 2026-06-19

Morgan Stanley

Sacramento, CA

Long Beach, CA

Long Beach, CA

Artesia, CA
2019-04-11 → 2021-06-07

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO
2017-10-12 → 2019-03-18

First Command Advisory Services

Colorado Springs, CO

Fort Worth, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-10