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Brandon Michael Azargoon

LPl Financial LLC

Charlotte, NC

Fort Mill, SC

CRD 6786081

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-24
SC RA APPROVED 2023-07-24
  • NC RA
    APPROVED
    Since 2023-07-24
  • SC RA
    APPROVED
    Since 2023-07-24

Branch Locations

Charlotte, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 01/2018 Present
Unc Charlotte, Undergrad Charlotte NC 08/2013 12/2017
Charlotte Motor Speedway Concord NC 10/2015 12/2017
  • 01/2018 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 08/2013 → 12/2017
    Unc Charlotte, Undergrad
    Charlotte, NC
  • 10/2015 → 12/2017
    Charlotte Motor Speedway
    Concord, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
  • S66 Uniform Combined State Law Examination
    2023-07-24

View on SEC IAPD

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