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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-30 |
| NC | RA | APPROVED | 2025-02-06 |
Branch Locations
5605 Carnegie Blvd., Suite 220, Charlotte, NC 28209 • United States
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Premier Investments Of Iowa, Inc. | Cedar Rapids | IA | 02/2017 | 02/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2017 | 02/2018 |
| University Of Iowa | Iowa City | IA | 08/2012 | 05/2017 |
| Robert Half | West Des Moines | IA | 05/2018 | 07/2018 |
| Farm Bureau Financial | West Des Moines | IA | 08/2018 | 11/2021 |
| Fbl Marketing Services Llc | West Des Moines | IA | 10/2018 | 11/2021 |
| Rockefeller Financial Llc | Charlotte | NC | 07/2024 | Present |
| Gilbert & Cook | West Des Moines | IA | 04/2023 | 06/2024 |
| Shazam Network - Its Inc. | West Des Moines | IA | 11/2021 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-05 |
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