Guilherme Accioly Da Rocha

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 07/2018
  Td Ameritrade
  Omaha, NE
• 12/2015 → 03/2017
  State Farm - Jackie Pletan
  Omaha, NE
• 08/2018 → 06/2019
  Transamerica Retirement Solutions
  St Petersburg, FL
• 08/2018 → 06/2019
  Transamerica Investors Securities Corporation
  St. Petersburg, FL
• 06/2019 → 01/2021
  Td Ameritrade, Inc.
  Lakeland, FL
• 01/2021 → 11/2021
  Fisher Investments
  Tampa, FL
• 11/2021 → 06/2022
  Charles Schwab & Co., Inc.
  Temple Terrace, FL
• 11/2021 → 06/2022
  Charles Schwab Bank, Ssb
  Temple Terrace, FL
• 03/2025 → Present
  Morgan Stanley
  Tampa, FL
• 08/2022 → 12/2024
  Citibank
  Tampa, FL

Previous Registrations

• 2021-12-22 → 2022-06-22
  Charles Schwab & Co., Inc.
  Temple Terrace, FL
• 2021-02-23 → 2021-11-09
  Fisher Investments
  Tampa, FL
  Plano, TX
• 2019-07-01 → 2021-01-06
  Td Ameritrade, Inc.
  Lakeland, FL
  Tampa, FL
• 2019-07-02 → 2021-01-06
  Td Ameritrade Investment Management, Llc
  Lakeland, FL
  Tampa, FL
• 2018-08-17 → 2019-06-06
  Transamerica Retirement Advisors, Llc
  St. Petersburg, FL
• 2017-10-31 → 2018-07-20
  Td Ameritrade, Inc.
  Omaha, NE
• 2017-10-31 → 2018-07-20
  Td Ameritrade Investment Management, Llc
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2025-05-17
• S63 Uniform Securities Agent State Law Examination
  2017-05-25

Other Names

• Gui Accioly
• Guilherme Accioly Da Rocha
• Guilherme Accioly-Darocha