Geno Albert Perales

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-04-07
CA	RA	APPROVED	2021-04-05

AZ RA
APPROVED

Since 2021-04-07
CA RA
APPROVED

Since 2021-04-05

Branch Locations

1751 Highway 95 Ste 35, Bullhead City, AZ 86442 • United States

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Bullhead City	AZ	10/2010	Present
Wells Fargo Clearing Services, Llc	Bullhead City	AZ	03/2017	Present

10/2010 → Present

Wells Fargo Bank, Na

Bullhead City, AZ
03/2017 → Present

Wells Fargo Clearing Services, Llc

Bullhead City, AZ

Other Businesses

10K HOLDINGS LLC, INVT RELATED, BULLHEAD CITY, AZ, 25% OWNERSHIP, BUY / FIX / SELL HOUSE; START DATE 9/29/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES: ONLY NVOLVEMENT TO APPROVE PURCHASE OF PROPERTY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-05
S63	Uniform Securities Agent State Law Examination	2017-06-16

S66 Uniform Combined State Law Examination

2021-04-05
S63 Uniform Securities Agent State Law Examination

2017-06-16

Other Names

Geno Perales

View on SEC IAPD