Nicholas A Moustakos

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → 09/2024
  Equity Services In C
  Montpelier, VT
• 06/2024 → 09/2024
  National Life Group
  Melville, NY
• 04/2016 → 10/2016
  Nassau County
  Freeport, NY
• 10/2016 → 06/2019
  Unemployed (Seasonal Position)
  Freeport, NY
• 06/2019 → 09/2019
  Nassau County
  Freeport, NY
• 09/2019 → 07/2022
  Unemployed (Seasonal Position)
  Freeport, NY
• 07/2022 → 01/2023
  Nassau County
  East Meadow, NY
• 01/2023 → 06/2024
  Unemployed
  Freeport, NY
• 09/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  South Hempstead, NY
• 03/2022 → 12/2023
  Eastern Gateway Community College
  Steubenville, OH
• 08/2024 → 09/2024
  Wealthbridge Financial Group
  Melville, NY
• 11/2024 → Present
  Bank Of America, N.A.
  South Hempstead, NY

Previous Registrations

• 2024-08-12 → 2024-09-27
  Equity Services, Inc.
  Melville, NY

Exams

• S66 Uniform Combined State Law Examination
  2024-04-10

Other Names

• Nicholas Moustakos
• Nicholas Albert Moustakos