Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-30 |
| TX | RA | APPROVED | 2022-09-30 |
Branch Locations
10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States
3 Park Plz, Floor 08, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John D And Catherine T Macarthur Foundation | Chicago | IL | 05/2012 | 09/2016 |
| Northwestern Mutual Life Insurance Company | Chicago | IL | 09/2016 | 12/2018 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 08/2016 | 01/2019 |
| Northwestern Mutual Wealth Management Company | Chicago | IL | 05/2018 | 12/2018 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 03/2019 | 05/2022 |
| J.P. Morgan Securities Llc | Chicago | IL | 03/2019 | Present |
| Unemployed | Chicago | IL | 02/2019 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 05/2022 | Present |
Effective 5/1/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-02 |
Reach out to this advisor