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Nicolette Johnstone

J.P. Morgan Securities LLC

Chicago, IL

Irvine, CA

CRD 6693694

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-30
TX RA APPROVED 2022-09-30
  • IL RA
    APPROVED
    Since 2022-09-30
  • TX RA
    APPROVED
    Since 2022-09-30

Branch Locations

10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John D And Catherine T Macarthur Foundation Chicago IL 05/2012 09/2016
Northwestern Mutual Life Insurance Company Chicago IL 09/2016 12/2018
Northwestern Mutual Investment Services Llc Chicago IL 08/2016 01/2019
Northwestern Mutual Wealth Management Company Chicago IL 05/2018 12/2018
Jpmorgan Chase Bank, N.A. Chicago IL 03/2019 05/2022
J.P. Morgan Securities Llc Chicago IL 03/2019 Present
Unemployed Chicago IL 02/2019 02/2019
Jpmorgan Chase Bank, N.A. Chicago IL 05/2022 Present
  • 05/2012 → 09/2016
    John D And Catherine T Macarthur Foundation
    Chicago, IL
  • 09/2016 → 12/2018
    Northwestern Mutual Life Insurance Company
    Chicago, IL
  • 08/2016 → 01/2019
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 05/2018 → 12/2018
    Northwestern Mutual Wealth Management Company
    Chicago, IL
  • 03/2019 → 05/2022
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 03/2019 → Present
    Chicago, IL
  • 02/2019 → 02/2019
    Unemployed
    Chicago, IL
  • 05/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Other Businesses

Effective 5/1/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
S63 Uniform Securities Agent State Law Examination 2017-12-02
  • S66 Uniform Combined State Law Examination
    2022-09-30
  • S63 Uniform Securities Agent State Law Examination
    2017-12-02
Other Names
  • Nicolette Ann Varan
  • Nicolette Varan

View on SEC IAPD

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