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Sofi Wealth LLC CRD 167958
$2.05B regulatory AUM 7,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
234 1St Street, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-04-13 |
Branch Locations
234 1St Street, San Francisco, CA 94105 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2017 | 11/2017 |
| Merit Prep Charter School | Newark | NJ | 03/2016 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 11/2017 | 03/2021 |
| Sofi Securities Llc | San Fransisco | CA | 03/2021 | Present |
| Sofi Wealth Llc | San Fransisco | CA | 03/2021 | Present |
Name of Outside Business: City Fitness; Investment Related:No; Address of Outside Business: Philadelphia; PA Nature of Outside Business:Fitness; Position:Instructor; Start Date:6/01/2021; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: part time spin instructor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-28 |
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