Nicholas James Hale

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 02/2017
  Pan-O-Gold Baking Co
  Rochester, MN
• 02/2017 → Present
  Thrivent Investment Management Inc
  Stewartville, MN
• 07/2017 → 09/2017
  Thrivent Financial
  Appleton, WI
• 09/2017 → Present
  Thrivent Financial
  Appleton, WI

Other Businesses

B&G HALE FAMILY PARTNERSHIP POSITION: Owner NATURE: Rental Properties that have been owned since 2003 and storage facility that we are currently building that we intend to rent out space for campers, vehicles, boats, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2021 ADDRESS: 120 S Main St, PO BOX 306, Pine Island MN 55963, United States DESCRIPTION: Collect rental fees and manage building operations ZION LUTHERAN CHURCH ENDOWMENT COMMITTEE POSITION: Recording Secretary NATURE: This committee meets to review the churches endowment fund and make distribution suggests on behalf of the congregation of Zion and its philanthropic missions inside and outside of the church. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 400 5th Ave NE, Stewartville MN 55976, United States DESCRIPTION: In these meetings I will be taking meeting minutes, provide insight to fund needs, management oversight and education, be provided suggestions for fund uses, and help to determine uses of the fund to be brought forward to our church council for approval of the fund uses.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-08
• S63 Uniform Securities Agent State Law Examination
  2017-06-28