Jeffrey Nishijima

Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 04/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salt Lake City, UT
• 11/2016 → 06/2017
  Mass Mutual
  Walnut Creek, CA
• 07/2016 → 11/2016
  First Republic Bank
  San Francisco, CA
• 09/2016 → 11/2016
  Robert Half
  Walnut Creek, CA
• 06/2017 → 04/2019
  Bank Of America, N.A.
  Salt Lake City, UT
• 12/2019 → 10/2020
  Alpine Securities Corporation
  Salt Lake City, UT
• 04/2019 → 12/2019
  Gap
  Salt Lake City, UT
• 11/2020 → 09/2023
  E*Trade Securities Llc
  Sandy, UT
• 03/2023 → 03/2024
  Morgan Stanley
  Sandy, UT
• 03/2024 → 03/2026
  J.P. Morgan Securities Llc
  Spanish Fork, UT
• 03/2024 → 03/2026
  Jpmorgan Chase Bank, N.A.
  Spanish Fork, UT
• 11/2020 → 03/2024
  Morgan Stanley Bank
  Sandy, UT
• 12/2019 → 11/2020
  Alpine Securities
  Salt Lake City, UT
• 07/2026 → Present
  Aegis Capital Corp
  Melville, NY
• 04/2026 → 06/2026
  Unemployed
  Salt Lake City, UT

Previous Registrations

• 2024-03-28 → 2026-04-10
  J.P. Morgan Securities Llc
  Orem, UT
  Orem, UT
  Provo, UT
  Provo, UT
  Spanish Fork, UT
• 2017-11-14 → 2019-04-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salt Lake City, UT

Exams

• S66 Uniform Combined State Law Examination
  2017-11-13

Other Names

• Jeffrey Mark Nishijima
• Jeffrey Nishijima
• Jeffrey M Nishijima