Alexandria Mackenzie Wachtel

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Current Employers

Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2022-06-06
PA	RA	APPROVED	2017-01-27

LA RA
APPROVED

Since 2022-06-06
PA RA
APPROVED

Since 2017-01-27

Branch Locations

690 Lee Road, Wayne, PA 19087 • United States

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hartford Funds Management Company, Llc	Wayne	PA	12/2016	Present
Unemployeed	Boca Raton	FL	02/2016	12/2016
Hartford Funds Distributors, Llc	Wayne	PA	12/2016	Present

12/2016 → Present

Hartford Funds Management Company, Llc

Wayne, PA
02/2016 → 12/2016

Unemployeed

Boca Raton, FL
12/2016 → Present

Hartford Funds Distributors, Llc

Wayne, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-08-05
S65	Uniform Investment Adviser Law Examination	2016-06-06

S63 Uniform Securities Agent State Law Examination

2017-08-05
S65 Uniform Investment Adviser Law Examination

2016-06-06

Other Names

Alex Mackenzie Wachtel

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED

CHARLES SCHWAB & CO., INC.

PNC WEALTH MANAGEMENT LLC

HORNOR, TOWNSEND & KENT, LLC

TODOROW CAPITAL PARTNERS LLC

HARVEST FUND ADVISORS LLC

ACT CAPITAL MANAGEMENT, LLC

FOCUS PARTNERS WEALTH, LLC

Other Investors

Kelly F Bashore

KENT RUSSELL ADDIS

Flynn Michael Ryan

PETER MASTROMARCO

KENNETH WAYNE LISKEY

Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA

CHARLES SCHWAB & CO., INC. · Wayne, PA

PNC WEALTH MANAGEMENT LLC · Wayne, PA

HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA

TODOROW CAPITAL PARTNERS LLC · WAYNE, PA

HARVEST FUND ADVISORS LLC · WAYNE, PA

ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA

FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

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