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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-01-21 |
Branch Locations
720 E Wisconsin Ave, Milwaukee, WI 53202 • United States
Jackson, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 01/2014 | 07/2017 |
| Axa Advisors, Llc | New York | NY | 03/2017 | 05/2019 |
| Guardian Life Insurance Company | Portland | OR | 05/2019 | 12/2021 |
| Park Avenue Securities | Portland | OR | 06/2019 | 10/2021 |
| Northwestern Mutual Insurance | Milwaukee | WI | 12/2021 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 01/2022 | Present |
| Kohl's | West Bend | WI | 11/2024 | Present |
1. STOCKROOM ASSOCIATE, KOHL'S, 1400 S. MAIN ST, WEST BEND, , WISCONSIN, 53053, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/01/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, STOCKROOM. NON INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-03 |
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