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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-26
TX RA APPROVED_RES 2026-08-24
  • NJ RA
    APPROVED
    Since 2026-08-26
  • TX RA
    APPROVED_RES
    Since 2026-08-24

Branch Locations

200 White Rd Suite 215, Little Silver, NJ 07739 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farr Miller & Washington, Llc Washington DC 10/2016 09/2021
Jp Morgan Private Bank Newark DE 10/2014 10/2016
Hightower Advisors, Llc Ridgewood NJ 09/2021 05/2026
Wealth Enhancement Group Little Silver NJ 08/2026 Present
Wealth Enhancement Advisory Services Little Silver NJ 08/2026 Present
  • 10/2016 → 09/2021
    Farr Miller & Washington, Llc
    Washington, DC
  • 10/2014 → 10/2016
    Jp Morgan Private Bank
    Newark, DE
  • 09/2021 → 05/2026
    Ridgewood, NJ
  • 08/2026 → Present
    Wealth Enhancement Group
    Little Silver, NJ
  • 08/2026 → Present
    Wealth Enhancement Advisory Services
    Little Silver, NJ
Previous Registrations
  • 2022-01-04 → 2026-06-03
    Ridgewood, NJ
    Chicago, IL
    Washington, DC
  • 2016-12-22 → 2022-06-30
    Farr Miller & Washington Llc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-13
  • S65 Uniform Investment Adviser Law Examination
    2016-12-13
Designations
  • Chartered Financial Analyst
Other Names
  • Andrew Joseph Garcia

View on SEC IAPD

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