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Nicholas Joseph Pochiba

Osaic Wealth, Inc.

Hermitage, PA

Pittsburgh, PA

CRD 6711885

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-13
  • PA RA
    APPROVED
    Since 2024-11-13

Branch Locations

Hermitage, PA • United States

381 Mansfield Avenue Suite 300, Pittsburgh, PA 15220 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hoplite Solutions Mcmurray PA 10/2014 11/2016
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2016 03/2019
Northwestern Mutual Investment Services Llc Pittsburgh PA 12/2016 03/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2017 03/2019
Penn Mutual Life Insurance Co Horsham PA 03/2019 11/2024
Hornor Townsend & Kent Inc Horsham PA 03/2019 11/2024
Osaic Wealth Inc Pittsburgh PA 11/2024 Present
  • 10/2014 → 11/2016
    Hoplite Solutions
    Mcmurray, PA
  • 12/2016 → 03/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2016 → 03/2019
    Pittsburgh, PA
  • 08/2017 → 03/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2019 → 11/2024
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 03/2019 → 11/2024
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 11/2024 → Present
    Pittsburgh, PA
Previous Registrations
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: AXIAS WEALTH ADVISORS LLC | POSITION HELD: AGENT | ADDRESS: 381 MANSFIELD AVE, SUITE 300, PITTSBURGH, PA 15220 | START DATE: 11/11/2024 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF BROKERAGE, AND LIFE, ACCIDENT, HEALTH, DISABILITY, LONG-TERM CARE, AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-21
  • S66 Uniform Combined State Law Examination
    2017-07-21
Other Names
  • Nick Pochiba

View on SEC IAPD

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