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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-03-01 |
| TX | RA | APPROVED | 2023-03-01 |
Branch Locations
1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hennion & Walsh, Inc. | Parsippany | NJ | 07/2016 | 04/2017 |
| Rowan University | Glassboro | NJ | 09/2014 | 05/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2017 | 11/2019 |
| Uber | Hoboken | NJ | 05/2016 | 07/2016 |
| Unemployed | Middletown | NJ | 11/2019 | 09/2020 |
| A Very Special Place | Staten Island | NY | 09/2020 | 03/2021 |
| Arch Builders | Brooklyn | NY | 03/2021 | 01/2022 |
| Unemployed | Middletown | NJ | 01/2022 | 08/2022 |
| Colonia Country Club | Colonia | NJ | 08/2022 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 11/2022 | Present |
| Bank Of America, N.A. | Pennington | NJ | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-27 |
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