Andrew Allen

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-21

TX RA
APPROVED

Since 2024-03-21

Branch Locations

224 Sandhill St, Webster, TX 77598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Baker Group, Lp / Baker Asset Management Llc	Oklahoma City	OK	04/2013	09/2016
J.P. Morgan Securities Llc	Tulsa	OK	12/2018	11/2019
J.P. Morgan Securities Llc	Tulsa	OK	01/2017	10/2018
Unemployed	Tulsa	OK	10/2016	12/2016
Golf Club Of Oklahoma	Broken Arrow	OK	06/2017	11/2017
Cetera Advisors Llc	Tulsa	OK	11/2018	12/2018
Jpmorgan Chase Bank, N.A.	Tulsa	OK	12/2018	11/2019
Burrows Capital Advisors, Llc	League City	TX	07/2023	Present
Cetera Advisors Llc	St Cloud	MN	07/2023	08/2023
Cetera Advisors Llc	St Cloud	MN	08/2023	Present
Chase Bank	Tulsa	OK	12/2018	01/2020
Purdue University	West Lafayette	IN	06/2020	05/2022
Clifton Larson Allen	Indianapolis	IN	05/2022	07/2023
Unemployed	Tulsa	OK	01/2020	06/2020
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

04/2013 → 09/2016

The Baker Group, Lp / Baker Asset Management Llc

Oklahoma City, OK
12/2018 → 11/2019

J.P. Morgan Securities Llc

Tulsa, OK
01/2017 → 10/2018

J.P. Morgan Securities Llc

Tulsa, OK
10/2016 → 12/2016

Unemployed

Tulsa, OK
06/2017 → 11/2017

Golf Club Of Oklahoma

Broken Arrow, OK
11/2018 → 12/2018

Cetera Advisors Llc

Tulsa, OK
12/2018 → 11/2019

Jpmorgan Chase Bank, N.A.

Tulsa, OK
07/2023 → Present

Burrows Capital Advisors, Llc

League City, TX
07/2023 → 08/2023

Cetera Advisors Llc

St Cloud, MN
08/2023 → Present

Cetera Advisors Llc

St Cloud, MN
12/2018 → 01/2020

Chase Bank

Tulsa, OK
06/2020 → 05/2022

Purdue University

West Lafayette, IN
05/2022 → 07/2023

Clifton Larson Allen

Indianapolis, IN
01/2020 → 06/2020

Unemployed

Tulsa, OK
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2019-02-20 → 2019-12-11

J.P. Morgan Securities Llc

Tulsa, OK
2017-01-13 → 2018-11-06

J.P. Morgan Securities Llc

Tulsa, OK

Other Businesses

1. NAME OF OTHER BUSINESS: BURROWS CAPITAL ADVISORS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2023 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: BURROWS BUSINESS SERVICES, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NON-INVESTMENT RELATED CONSULTING, START DATE: 09/2024, POSITION/TITLE/RELATIONSHIP: VP AND DIRECTOR OF RESOURCES, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ANALYTICAL MODELS, SPREADSHEETS, CREDIT REVIEW, P&L ANALYSIS;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-26

S66 Uniform Combined State Law Examination

2023-11-26

Other Names

Andrew W Allen
Andrew Allen
Andrew Warren Allen

View on SEC IAPD