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Carl Robert Gomez

LPl Financial LLC

Bloomington, IL

Peoria, IL

Peoria, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-05-18
  • IL RA
    APPROVED
    Since 2022-05-18

Branch Locations

2323 E Empire Street, Bloomington, IL 61704 • United States

5401 W Dirksen Pkwy, Peoria, IL 61607 • United States

900 W Lake Ave, Peoria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 07/2016 Present
Cefcu Peoria IL 07/2016 Present
Cefcu Peoria IL 03/2013 07/2016
Lpl Financial Llc Bloomington IL 05/2022 Present
  • 07/2016 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 07/2016 → Present
    Cefcu
    Peoria, IL
  • 03/2013 → 07/2016
    Cefcu
    Peoria, IL
  • 05/2022 → Present
    Lpl Financial Llc
    Bloomington, IL
Previous Registrations
  • 2016-10-20 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Peoria, IL
    Bloomington, IL
    Bloomington, IL
    Peoria, IL
    Peoria, IL
Other Businesses

1. 05-18-2022-CEFCU Investment Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-14
  • S66 Uniform Combined State Law Examination
    2016-10-14
Other Names
  • Carl Gomez

View on SEC IAPD

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