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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-03-18
PA RA APPROVED 2025-03-18
  • MD RA
    APPROVED
    Since 2025-03-18
  • PA RA
    APPROVED
    Since 2025-03-18

Branch Locations

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2016 08/2021
Blackrock Princeton NJ 08/2021 12/2024
Blackrock Investments, Llc Princeton NJ 08/2021 12/2024
T. Rowe Price Baltimore MD 01/2025 Present
  • 06/2016 → 08/2021
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2021 → 12/2024
    Blackrock
    Princeton, NJ
  • 08/2021 → 12/2024
    Blackrock Investments, Llc
    Princeton, NJ
  • 01/2025 → Present
    T. Rowe Price
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-26
S63 Uniform Securities Agent State Law Examination 2016-08-04
  • S65 Uniform Investment Adviser Law Examination
    2021-09-26
  • S63 Uniform Securities Agent State Law Examination
    2016-08-04

View on SEC IAPD

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