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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-03-12 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
One Monument Square Suite 601, Portland, ME 04101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard Brothers Securities | South Portland | ME | 11/2017 | 11/2019 |
| Memic | Portland | ME | 01/2017 | 11/2017 |
| University Of Southern Maine | Gorham | ME | 09/2013 | 05/2017 |
| Hannaford Brothers | Yarmouth | ME | 11/2016 | 01/2017 |
| Dick's Sporting Goods | Topsham | ME | 08/2016 | 11/2016 |
| Shepard Financial | Yarmouth | ME | 06/2016 | 09/2016 |
| Boston Financial Management Llc | Portland | ME | 12/2019 | 10/2020 |
| University Of Southern Maine | Gorham | ME | 09/2012 | 05/2017 |
| Jpmorgan Chase Bank, N.A. | Portland | ME | 12/2020 | 08/2022 |
| J.P. Morgan Securities Llc | Portland | ME | 12/2020 | 08/2022 |
| Sopo Catering Inc. | South Portland | ME | 08/2018 | 10/2021 |
| Lpl Financial Llc | Boston | MA | 06/2016 | 08/2016 |
| Pruco Securities Llc | Portland | ME | 08/2022 | 03/2023 |
| Ep Wealth Advisors | Torrance | CA | 03/2023 | 04/2025 |
| Hightower Advisors, Llc | Portland | ME | 04/2025 | Present |
| The Prudential Insurance Company Of America | Portland | ME | 08/2022 | 03/2023 |
JUNIOR ACHIEVEMENT OF MAINE POSITION: Volunteer Educator NATURE: Educational Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2022 ADDRESS: 116 Maquoit Rd, Brunswick ME 04011, United States DESCRIPTION: Teaching a high school class financial literacy through predetermined course material. This will be entirely focused on conceptual education and there will be no recommendations or financial advice provided.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-11 |
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