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Ali Aref

Wells Fargo Clearing Services, LLC

West Hills, CA

Westlake Village, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-08
  • CA RA
    APPROVED
    Since 2020-12-08

Branch Locations

6460 Platt Ave, West Hills, CA 91307 • United States

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 05/2016 11/2016
Wells Fargo Bank, Na West Hills CA 07/2014 Present
Wells Fargo Clearing Services, Llc West Hills CA 11/2016 Present
  • 05/2016 → 11/2016
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 07/2014 → Present
    Wells Fargo Bank, Na
    West Hills, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    West Hills, CA
Other Businesses

HARMONY EVENTTS, LLC; NOT INV RELATED; SEATLLE, WA; 2% OWNERSHIP; 03/2025; 8 HOURS PER MONTH; 0 DURING TRADING; CULTURAL MUSIC EVENT PLANNING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-08
S63 Uniform Securities Agent State Law Examination 2016-07-13
  • S65 Uniform Investment Adviser Law Examination
    2020-12-08
  • S63 Uniform Securities Agent State Law Examination
    2016-07-13

View on SEC IAPD

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Other Offices

GLOBAL INVESTMENT CAPITAL LLC · WEST HILLS, CA
LPL FINANCIAL LLC · WEST HILLS, CA
CETERA INVESTMENT ADVISERS LLC · WOODLAND HILLS, CA
J.P. MORGAN SECURITIES LLC · CANOGA PARK, CA
MOST CAPITAL · WOODLAND HILLS, CA
STRATEGIC ADVISERS LLC · WOODLAND HILLS, CA
ACCUMULATION STRATEGIES · WOODLAND HILLS, CA
AMERIPRISE FINANCIAL SERVICES, LLC · WOODLAND HILLS, CA

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