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Gerard Charles Roche

Charles Schwab & Co., Inc.

Millburn, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-12-20
  • NJ RA
    APPROVED
    Since 2021-12-20

Branch Locations

350 Millburn Ave, Millburn, NJ 07041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fordham University Bronx NY 08/2013 05/2017
Boston College Chestnut Hill MA 08/2017 12/2018
National Securities New York NY 05/2016 08/2016
Charles Schwab Bank Millburn NJ 10/2024 Present
Unemployed Wantagh NY 12/2018 03/2021
Charles Schwab & Co., Inc. Morristown NJ 03/2021 Present
  • 08/2013 → 05/2017
    Fordham University
    Bronx, NY
  • 08/2017 → 12/2018
    Boston College
    Chestnut Hill, MA
  • 05/2016 → 08/2016
    National Securities
    New York, NY
  • 10/2024 → Present
    Charles Schwab Bank
    Millburn, NJ
  • 12/2018 → 03/2021
    Unemployed
    Wantagh, NY
  • 03/2021 → Present
    Charles Schwab & Co., Inc.
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-20
  • S66 Uniform Combined State Law Examination
    2021-12-20

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · MILLBURN, NJ
SORYN IP CAPITAL MANAGEMENT · MILLBURN, NJ
CITIZENS SECURITIES, INC. · MILLBURN, NJ
EDWARD JONES · MILLBURN, NJ
LPL FINANCIAL LLC · MILLBURN, NJ
WELLS FARGO CLEARING SERVICES, LLC · MILLBURN, NJ
BELLWETHER CONSULTING LLC · MILLBURN, NJ
J.P. MORGAN SECURITIES LLC · MILLBURN, NJ

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