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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-04-10 |
| IN | RA | APPROVED | 2023-07-18 |
| WA | RA | APPROVED | 2022-10-19 |
| AK | RA | APPROVED | 2018-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apocalypse Design | Fairbanks | AK | 12/2015 | 12/2024 |
| Thrivent Financial | Appleton | WI | 07/2016 | 12/2016 |
| Thrivent Financial | Appleton | WI | 12/2016 | 01/2018 |
| Unemployed | Fairbanks | AK | 01/2018 | 02/2018 |
| First Command | Fort Worth | TX | 02/2018 | 04/2018 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 04/2018 | 08/2018 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 04/2018 | 08/2018 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 04/2018 | 08/2018 |
| Valic Financial Advisors, Inc. | Fairbanks | AK | 09/2018 | Present |
| Agia | Houston | TX | 12/2022 | Present |
RENTAL PROPERTY POSITION: Wife of owner/owner NATURE: We have two rental units in a duplex. Our renters are in charge of paying for utilities. They maintain their lawns.We are responsible for maintenance, repairs and replacements of structures and the elements thereof. We also own a condominium. The renter is responsible for utilities not covered by the HOA fee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 1078 Breckenridge Rd, Fairbanks AK 99709, United States DESCRIPTION: My husband owns the duplex. Rent checks are brought to me, and I deposit them. When something needs maintenance or replacement, I arrange to have that done. I own the condominium. It is rented by a family member and I coordinate maintenance of the property remotely, as it is located in a different part of the country from me. RENTAL PROPERTY POSITION: Wife of owner/owner NATURE: We have one rental unit in a duplex as well as a single family home and a condo. Our renters are in charge of paying for utilities. They maintain their lawns (where applicable).We are responsible for maintenance, repairs and replacements of structures and the elements thereof. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 1745 Reed Circle, Fairbanks AK 99709, United States DESCRIPTION: My husband owns the duplex. We own the single family home together. Rent checks are brought to me, and I deposit them. When something needs maintenance or replacement, I arrange to have that done. I own the condominium. It is rented by a family member and I coordinate maintenance of the property remotely, as it is located in a different part of the country from me. HEALTH AID POSITION: healthcare provider NATURE: My husband is disabled and qualifies for home health assistance through the VA.There is a shortage of local home health workers.That means I am doing the thing a worker would normally do.The Veterans' Administration provides that, when necessary, family members of a disabled vet can be paid for doing the duties of a home health worker. So, as long as I'm doing those things anyway, I thought I would apply for the job. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 1745 Reed Circle, Fairbanks AK 99709, United States DESCRIPTION: I help my husband transfer in and out of the shower, do housework, cook meals, drive him around. Basically, the VA pays me to do what I would do as his wife anyway. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products RENTAL PROPERTY POSITION: owner NATURE: I have one rental unit in a duplex as well as a condo. My renters in the duplex are in charge of paying for utilities and maintaining their lawn. I pay for utilities at the condo, mostly through the HOA fee. I am responsible for maintenance, repairs and replacements of structures and the elements thereof. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 1745 Reed Circle, Fairbanks AK 99709, United States DESCRIPTION: I get sent rent checks, and I deposit them. When something needs maintenance or replacement, I arrange to have that done or, in the case of the condo, have my property manager arrange for the repair or replacement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-24 |
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