Frank M Zumbo

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 07/2020
  Oppenheimer & Co. Inc.
  Cheshire, CT
• 09/2014 → 09/2018
  Quinnipiac University
  Hamden, CT
• 10/2018 → 10/2019
  Ryan's Repair & Remodeling
  Trumbull, CT
• 11/2020 → 01/2021
  Planet Home Lending, Llc
  Meriden, CT
• 09/2021 → 02/2022
  Equitable Advisors
  New York, NY
• 02/2021 → 09/2021
  Unemployed
  Hamden, CT
• 08/2020 → 10/2020
  Unemployed
  Cheshire, CT
• 03/2022 → 02/2025
  Fidelity Investments
  New Haven, CT
• 07/2025 → Present
  Morgan Stanley
  Stamford, CT
• 07/2018 → 08/2018
  Pangaro Wealth Management Llc
  Cheshire, CT
• 09/2017 → 06/2018
  Quinnipiac University
  Hamden, CT
• 07/2017 → 08/2017
  Pangaro Wealth Management Llc
  Cheshire, CT
• 10/2016 → 06/2017
  Quinnipiac University
  Hamden, CT
• 08/2016 → 09/2016
  Pangaro Wealth Management Llc
  Cheshire, CT
• 05/2016 → 07/2016
  Morgan Stanley
  Stamford, CT
• 02/2025 → 06/2025
  Unemployed
  Hamden, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-16
• S63 Uniform Securities Agent State Law Examination
  2022-06-07

Other Names

• Frank Michael Zumbo
• Frank Michael Zumbo
• Frank Michael Zumbo
• Frank M Zumbo
• Frank Michael Zumbo, Jr.
• Frank Michael Zumbo