Omar Erastas Mims

Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2016
  Wells Fargo Advisors
  Charlotte, NC
• 11/2016 → 10/2018
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 03/2020 → 01/2021
  Alight Financial Solutions
  Charlotte, NC
• 10/2018 → 03/2020
  Unemployed
  Charlotte, NC
• 07/2021 → Present
  Ally Invest Securities Llc
  Charlotte, NC
• 05/2021 → 07/2021
  Amazon
  Charlotte, NC
• 01/2021 → 05/2021
  Unemployed
  Charlotte, NC
• 03/2022 → Present
  Ally Invest Advisors
  Charlotte, NC

Previous Registrations

• 2020-05-05 → 2021-10-29
  Alight Financial Advisors, Llc
  Charlotte, NC
• 2016-12-01 → 2018-10-30
  Wells Fargo Clearing Services, Llc
  Charlotte, NC

Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist - Invest Services. Dually licensed. 03/2022. 21-40 hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Self-Employed. Non-Investment Related. 3000 High Glen Drive, Charlotte NC 28269. Musician. 01/01/2023. 15 hrs/month. Gigging Musician. Plays various dates throughout the year.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-01

Other Names

• Omar Mims