Kevin Lopez

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 11/2017
  Global Financial Private Capital
  Sarasota, FL
• 01/2018 → 08/2018
  Simple Path Retirement
  Palm Harbor, FL
• 04/2019 → 09/2021
  Charles Schwab & Co., Inc.
  Orlando, FL
• 09/2018 → 03/2019
  Unemployed
  Orlando, FL
• 08/2021 → 09/2021
  Charles Schwab Bank, Ssb
  Orlando, FL
• 09/2021 → 03/2025
  Fidelity Investments
  Merrimack, NH
• 03/2025 → Present
  Morgan Stanley
  Tampa, FL
• 03/2026 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2021-11-23 → 2025-03-03
  Fidelity Personal And Workplace Advisors
  Jacksonville, FL
• 2020-01-10 → 2021-09-25
  Charles Schwab & Co., Inc.
  Orlando, FL
• 2016-08-15 → 2017-11-17
  Global Financial Private Capital, Inc.
  Sarasota, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-06-28
• S65 Uniform Investment Adviser Law Examination
  2016-08-10