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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-20 |
Branch Locations
877 Loop 337, New Braunfels, TX 78130 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Insurance | San Antonio | TX | 06/2016 | 02/2018 |
| Farmers Financial Solutions | San Antonio | TX | 08/2016 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 05/2018 | 08/2018 |
| Bank Of America, N.A. | San Antonio | TX | 05/2018 | 09/2018 |
| Edward Jones | Saint Louis | MO | 10/2018 | 12/2018 |
| Brokers International Financial Services | Urbandale | IA | 03/2019 | 04/2020 |
| Cuellar And Associates | San Antonio | TX | 04/2020 | 08/2020 |
| Royal Alliance Associates, Inc. | San Antonio | TX | 07/2020 | 08/2020 |
| State Farm Insurnace | Garden Ridge | TX | 11/2020 | 04/2021 |
| Mike Goettsch Insurance Agency | San Antonio | TX | 04/2021 | 12/2023 |
| State Farm Vp Management Corp | San Antonio | TX | 05/2021 | 12/2023 |
| Wells Fargo Bank, Na | New Braunfels | TX | 02/2024 | Present |
| Wells Fargo Clearing Services, Llc | New Braunfels | TX | 02/2024 | Present |
| Rocket Mortgage | San Antonio | TX | 08/2021 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-20 |
| S66 | Uniform Combined State Law Examination | 2018-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-02 |
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