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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-23 |
Branch Locations
7375 University Parkway, Lakewood Ranch, FL 34202 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Sarasota | FL | 03/2016 | 11/2016 |
| Wells Fargo Bank Na | Sarasota | FL | 03/2015 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Sarasota | FL | 11/2016 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sarasota | FL | 06/2018 | 07/2024 |
| Bank Of America, N.A. | Sarasota | FL | 06/2018 | 07/2024 |
| Cetera Investment Services Llc | Saint Cloud | MN | 10/2025 | Present |
| Cetera Investment Advisers Llc | Lakewood Ranch | FL | 10/2025 | Present |
| Unknown | Bradenton | FL | 08/2024 | 11/2024 |
| Gte Federal Credit Union | Lakewood Ranch | FL | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-10 |
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