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Luis Parcemon Cano

Cetera Investment Advisers LLC

Lakewood Ranch, FL

CRD 6627981

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-23
  • FL RA
    APPROVED
    Since 2025-12-23

Branch Locations

7375 University Parkway, Lakewood Ranch, FL 34202 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Sarasota FL 03/2016 11/2016
Wells Fargo Bank Na Sarasota FL 03/2015 06/2018
Wells Fargo Clearing Services, Llc Sarasota FL 11/2016 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 06/2018 07/2024
Bank Of America, N.A. Sarasota FL 06/2018 07/2024
Cetera Investment Services Llc Saint Cloud MN 10/2025 Present
Cetera Investment Advisers Llc Lakewood Ranch FL 10/2025 Present
Unknown Bradenton FL 08/2024 11/2024
Gte Federal Credit Union Lakewood Ranch FL 12/2024 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Sarasota, FL
  • 03/2015 → 06/2018
    Wells Fargo Bank Na
    Sarasota, FL
  • 11/2016 → 06/2018
    Wells Fargo Clearing Services, Llc
    Sarasota, FL
  • 06/2018 → 07/2024
    Sarasota, FL
  • 06/2018 → 07/2024
    Bank Of America, N.A.
    Sarasota, FL
  • 10/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2025 → Present
    Lakewood Ranch, FL
  • 08/2024 → 11/2024
    Unknown
    Bradenton, FL
  • 12/2024 → Present
    Gte Federal Credit Union
    Lakewood Ranch, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-07
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S66 Uniform Combined State Law Examination
    2020-01-07
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10
Other Names
  • Luis Cano

View on SEC IAPD

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