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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-09 |
Branch Locations
600 Travis St Floor 09, Houston, TX 77002 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Webster | TX | 03/2016 | 06/2021 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 06/2021 | 02/2022 |
| J.P. Morgan Securities Llc | Houston | TX | 02/2022 | Present |
| Doordash | Houston | TX | 01/2020 | 03/2026 |
| University Of Houston-Clear Lake | Houston | TX | 08/2013 | 12/2016 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 02/2022 | Present |
Entity Name: unknown Investment related: No Address:Houston Texas 77098 Nature of the other business: Vending Machines Position/Title/Relationship: Owner/Partner Start Date: 03/01/2023 Approximate # of hours a month: 10-20 Approximate # of hours during securities trading hours: 10 Briefly describe your duties: Own and operate vending machines in the Houston area. The company has not been established yet, hence no name or address. I would like to make sure that this is allowed before proceeding.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-17 |
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