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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-27 |
| FL | RA | APPROVED | 2020-09-25 |
Branch Locations
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 10/2018 | 09/2020 |
| Northeastern University | Boston | MA | 01/2014 | 12/2017 |
| Commonwealth Financial Network | Waltham | MA | 01/2016 | 06/2016 |
| Ubs Financial Services Inc. | Miami | FL | 06/2018 | 07/2018 |
| Unemployed | Boston | MA | 01/2018 | 04/2018 |
| Morgan Stanley | Miami | FL | 09/2020 | Present |
| Unemployed | Miami | FL | 08/2018 | 09/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-10 |
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