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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-14 |
Branch Locations
690 Lee Road, Wayne, PA 19087 • United States
Westfield, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C Bernstein | New York | NY | 07/2016 | 05/2018 |
| Hartford Funds Distributors, Llc | Wayne | PA | 10/2025 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 10/2025 | Present |
| Lord Abbett | Jersey City | NJ | 05/2018 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-27 |
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