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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-02-18
  • AZ RA
    APPROVED
    Since 2022-02-18

Branch Locations

150 W University Dr Floor 02, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Scottsdale AZ 07/2017 10/2019
Jpmorgan Securities Llc Scottsdale AZ 12/2017 10/2019
Bank Of America Merrill Lynch Chandler AZ 06/2016 07/2017
Collabera (Staffing Agency) Phoenix AZ 12/2015 06/2016
Jpmorgan Chase Bank Na New York NY 10/2019 03/2020
Jpmorgan Securities Llc New York NY 10/2019 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2020 12/2021
Jpmorgan Chase Bank Na Tempe AZ 01/2022 Present
Jpmorgan Securities Llc Tempe AZ 01/2022 Present
  • 07/2017 → 10/2019
    Jpmorgan Chase Bank, N.A.
    Scottsdale, AZ
  • 12/2017 → 10/2019
    Jpmorgan Securities Llc
    Scottsdale, AZ
  • 06/2016 → 07/2017
    Bank Of America Merrill Lynch
    Chandler, AZ
  • 12/2015 → 06/2016
    Collabera (Staffing Agency)
    Phoenix, AZ
  • 10/2019 → 03/2020
    Jpmorgan Chase Bank Na
    New York, NY
  • 10/2019 → 03/2020
    Jpmorgan Securities Llc
    New York, NY
  • 03/2020 → 12/2021
    New York, NY
  • 01/2022 → Present
    Jpmorgan Chase Bank Na
    Tempe, AZ
  • 01/2022 → Present
    Jpmorgan Securities Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
S63 Uniform Securities Agent State Law Examination 2018-06-19
  • S66 Uniform Combined State Law Examination
    2020-09-08
  • S63 Uniform Securities Agent State Law Examination
    2018-06-19
Other Names
  • Michael D Farrell
  • Michael Daniel Farrell

View on SEC IAPD

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