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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-02-18 |
Branch Locations
150 W University Dr Floor 02, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 07/2017 | 10/2019 |
| Jpmorgan Securities Llc | Scottsdale | AZ | 12/2017 | 10/2019 |
| Bank Of America Merrill Lynch | Chandler | AZ | 06/2016 | 07/2017 |
| Collabera (Staffing Agency) | Phoenix | AZ | 12/2015 | 06/2016 |
| Jpmorgan Chase Bank Na | New York | NY | 10/2019 | 03/2020 |
| Jpmorgan Securities Llc | New York | NY | 10/2019 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2020 | 12/2021 |
| Jpmorgan Chase Bank Na | Tempe | AZ | 01/2022 | Present |
| Jpmorgan Securities Llc | Tempe | AZ | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-19 |
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