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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-05 |
| NC | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED_RES | 2019-06-28 |
Branch Locations
11040 Santa Monica Blvd Suite 207, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Los Angeles | CA | 07/2011 | Present |
| Valence Systems | Signal Hill | CA | 07/2008 | Present |
| Transamerica Financial Advisors, Inc | Los Angeles | CA | 11/2015 | Present |
| Starix Technology, Inc | Irvine | CA | 08/2017 | 11/2024 |
| Lspn, Pro, Llc | Lindon | UT | 08/2021 | 11/2024 |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. VALENCE SYSTEMS/Investment Related - No/2699 East 28th St # 407 Signal Hill, CA 90755 Phone: (949) 735-8781/This is an engineering company. We do Ultra Wide Band Wireless Application./Senior Hardware Engineer/07.2008/160/0/Prototyping, Design PCBs. Testing and Characterization
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-16 |
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