Eric Carl Dean Sweeney

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 04/2017
  Wells Fargo Clearing Services, Llc
  Boston, MA
• 04/2017 → 05/2022
  Raymond James Financial Services, Inc.
  Boston, MA
• 04/2017 → 04/2026
  Steward Partners Investment Advisory, Llc
  Rockland, MA
• 04/2017 → 07/2019
  Worcester Holdings Llc
  Sharon, MA
• 05/2022 → 04/2026
  Steward Partners Investment Solutions, Llc
  Rockland, MA
• 04/2017 → 04/2026
  Steward Partners Global Advisory Llc
  Rockland, MA
• 04/2026 → Present
  Raymond James Financial Services, Inc.
  Woburn, MA
• 04/2026 → Present
  Raymond James Financial Services Advisor, Inc.
  Woburn, MA

Previous Registrations

• 2017-05-15 → 2026-04-16
  Steward Partners Investment Advisory, Llc
  Rockland, MA
  Boston, MA
  Stamford, CT
  Holdrege, NE
• 2016-11-22 → 2017-04-28
  Wells Fargo Clearing Services, Llc
  Boston, MA

Other Businesses

(1)Name of Business: Ber-Mis Enterprises LLC Address: 45 SW 9th Street Apt. 3804, Miami, FL, 33130, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/06/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management of Land.\n (2)Name of Business: Sweeney Wealth Management Group LLC Address: 100 Tradecenter Ste G-700, Woburn, MA, 01801, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/27/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor/Owner\n (3)Name of Business: The Drive Golf & Lounge LLC Address: 414 West Ave., Holdrege, NE, 68949, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Indoor Golf Facility and Restaurant/Bar. Oversee management.\n

Exams

• S66 Uniform Combined State Law Examination
  2016-11-21

Other Names

• Eric Sweeney