Best Investors Account Sign in
Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-01-23
  • FL RA
    APPROVED
    Since 2017-01-23

Branch Locations

18120 Tamiami Trail, North Port, FL 34287 • United States

1910 Kings Highway, Port Charlotte, FL 33980 • United States

1641 Jacaranda Blvd., Venice, FL 34293 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank North Port FL 10/2012 Present
Fifth Third Securities North Port FL 10/2015 Present
  • 10/2012 → Present
    Fifth Third Bank
    North Port, FL
  • 10/2015 → Present
    Fifth Third Securities
    North Port, FL
Other Businesses

Uber - Port Charlotte, FL 33948 - personal taxi service - driver - 20 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-21
S63 Uniform Securities Agent State Law Examination 2016-02-06
  • S65 Uniform Investment Adviser Law Examination
    2017-01-21
  • S63 Uniform Securities Agent State Law Examination
    2016-02-06

View on SEC IAPD

More in North Port, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor