Harminder Dhaliwal

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
• 05/2016 → 03/2022
  Bank Of America, N.A.
  Seattle, WA
• 09/2014 → 06/2016
  University Of Washington
  Seattle, WA
• 07/2023 → 08/2024
  Portfolio Medics
  Bonita Springs, FL
• 01/2023 → 12/2024
  Pellego
  Seattle, WA
• 04/2022 → 12/2024
  Westwind Commercial Lending
  Seattle, WA
• 12/2022 → 12/2024
  Westwind Mortgage Lending
  Seattle, WA
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 04/2022 → 12/2022
  Motto Mortgage Reliance
  Redmond, WA

Previous Registrations

• 2023-07-11 → 2024-08-22
  Portfolio Medics, Llc
  Kent, WA
  Bonita Springs, FL
• 2018-09-10 → 2022-03-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
  Kirkland, WA
  Kirkland, WA
  Bellevue, WA
  Kirkland, WA

Exams

• S66 Uniform Combined State Law Examination
  2025-01-27

Other Names

• Harminder Dhaliwal
• Harminder Singh Dhaliwal