Harminder Dhaliwal

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-23
WA	RA	APPROVED	2025-01-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seattle	WA	05/2016	03/2022
Bank Of America, N.A.	Seattle	WA	05/2016	03/2022
University Of Washington	Seattle	WA	09/2014	06/2016
Portfolio Medics	Bonita Springs	FL	07/2023	08/2024
Pellego	Seattle	WA	01/2023	12/2024
Westwind Commercial Lending	Seattle	WA	04/2022	12/2024
Westwind Mortgage Lending	Seattle	WA	12/2022	12/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bellevue	WA	01/2025	Present
Motto Mortgage Reliance	Redmond	WA	04/2022	12/2022

05/2016 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA
05/2016 → 03/2022

Bank Of America, N.A.

Seattle, WA
09/2014 → 06/2016

University Of Washington

Seattle, WA
07/2023 → 08/2024

Portfolio Medics

Bonita Springs, FL
01/2023 → 12/2024

Pellego

Seattle, WA
04/2022 → 12/2024

Westwind Commercial Lending

Seattle, WA
12/2022 → 12/2024

Westwind Mortgage Lending

Seattle, WA
01/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA
04/2022 → 12/2022

Motto Mortgage Reliance

Redmond, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-27

Other Firms